Account Types and Forms

Individual

An account with one beneficial owner for people who want to trade personal capital

Individual Account Application

Joint (JTWROS)

Most commonly for married couples, this is an account with two equal interest owners where upon the death or decision of incompetence of either owner, account ownership passes to the survivor.

Joint Account Application

Individual Retirement Account (IRA)

Traditional

• Contributions
  -$5500 per year
  -$6500 per year if 50 years old or older
• Tax deferred earnings
• Contributions may be tax deductible

*Note: Call for limitations

Traditional IRA Account Application

Roth (IRA)

• Contributions
  -$5500 per year
  -$6500 per year if 50 years old or older
• Tax deferred earnings
• Non deductible contributions
• Tax-free distributions (if 59 and 1/2 years old or older) * Income restrictions apply
• Income restrictions apply

Note: Call for limitations

Roth IRA Account Application

Corporate

An account held in the name of a company with designated persons who act and trade on behalf of the company.

Corporate Account Application

LLC

An entity account managed by its members who also appoint a person or persons to act on the companies behalf.

LLC Account Application

Trust

An account where the investments are held in the name of the trust while the trustee controls the management of said investments.

Trust Account Application

Partnership

Two or more individuals that designate members of the partnership to act on behalf of the partnership as a whole. Each individual owner of the partnership is equally and personally responsible for its debts.

Partnership Account Application

Miscellaneous

ACAT Form
Automated Clearing House (ACH) Authorization Form
IRA Distribution Form
Outgoing Wire Request Form